Post by Rik Wallin on Apr 5, 2007 12:45:02 GMT -6
Ancient Greek Mysticism
by Hannah M.G. Shapero
The Greeks gave us the very word for mysticism. The Greek word MUO means, “to shut the eyes or mouth.” MUO is closely related to the verb MUEO, “to initiate into the mysteries.” The closed eyes and mouth in this context do not signify blindness or muteness, but secrecy and silence, and the order not to reveal the secrets of the initiation and revelation that one had received. These Greek root-words have given us “mystic” and “mysticism,” “mystery” and “mysterious,” as well as “mute.” Every time we talk about mysticism we speak a bit of Greek.
But what exactly is Mysticism? The word is often downgraded to mean superstition, priestcraft, occultism or magic, or other things regarded as irrational, all of which are somewhat related to mysticism and the mystical life. But the basic meaning of “mysticism” has to do with the relationship of human beings to a divinity or deity, or, for non-theists, “ultimate reality.” Mysticism is about direct contact between human beings and this divine reality. This contact, when mystics try to speak about it, is said to be ineffable and indescribable—yet for thousands of years, those mystics have given us many exact and definite testimonies of their experiences.
Mysticism is “introverted.” It is an “inner” experience, taking place within the consciousness of an individual human being. The characteristic expression of this individual “inwardness” is Plotinus’ famous phrase, “the flight of the Alone to the Alone.” Yet there is also an “extroverted” mysticism, which is found in ritual and communal contexts, in liturgy, initiation into a group, and sometimes in visions seen by many people at once. And though mysticism is thought to be “irrational,” there is also a form of it, which I would call “rationalist mysticism,” which builds systems of ideas and symbols onto the base of an intuitive, mystical revelation.
Both kinds of mysticism occur in the ancient Greek world, though the “extroverted” kind is more easily traceable. And in most cases, the “introverted” and the “extroverted” were both present in a mystical practice, rite, or event. The practice of ritual or liturgy would, it was hoped, lead to an individual experience of insight or a meeting with an otherworldly and divine being.
The roots of Greek mysticism are very old, as old as the earliest Greek expansion through the Eastern Mediterranean in the 7th century BCE. A major scholarly chronicler of this encounter was E.R.Dodds, who in the early 1950s wrote a book, which is now, a classic, called THE GREEKS AND THE IRRATIONAL. This book counters the then-common myth (which is still promoted by some scholars and philosophers) that Greek culture was one of pure rationalism and non-mythological, proto-scientific thought. Certainly those things were important in Greek culture, but they are not the whole story. In his book, Dodds shows how non-rational elements were integrated into the spiritual and philosophical life of ancient Greece.
The most revolutionary contribution to Greek cultural studies in this book is Dodds’ assertion that there is a shamanic influence in Greek mysticism and mystical practices. Even though Dodds’ book was written before Mircea Eliade’s definitive study on shamanism, anthropologists had already described shamanism,especially as it occurred in central Asia and Eastern Europe. It was this form of shamanism, which the Greek colonists met with when they colonized the northern and eastern shores of the Black Sea, as well as in Anatolia in what is now Turkey. As Dodds and other authors describe it, the model of shamanism becomes the basic foundation for much of what becomes Greek mysticism.
Shamanism, as Mircea Eliade describes it, is an “archaic technique of ecstasy.” The shaman, who is usually a specialist in this task, is able to enter into “another world,” a non-physical world which is nevertheless considered to be “real.” The shaman may enter into the other world using mind-altering drugs, or by non-drug practices such as drumming, dancing, and ritual performances. Shamans are often initiated into their calling by a symbolic death, often through dismemberment. The shaman is then “resurrected” and put back together, so that he or she may become a spiritual benefactor for the people he/she serves. Shamans enter into the other world either to explore for themselves or on behalf of people. Often they go into the inner world—or “underworld,” in order to retrieve the souls of those who are in danger of death. Shamans are thought to have magical powers of clairvoyance, healing, communication with animals or with dead peoples’ souls, and blessing and cursing, among many other abilities. And their words, or songs and poetry, are thought to have magical powers as well.
A basic assumption of shamanism is that the soul is independent of the body, and can “travel” outside the body: it is detachable. The shaman’s soul goes on a visionary journey, while the body is suspended in a trance. The soul enters what modern shamanic scholar and practitioner Michael Harner calls the “shamanic state of consciousness,” in which a mythical reality, rather than our material reality, can be experienced. A milder, less trance-like form of this practice is sometimes called “active imagination,” the directed use of the imagination in mental visualization, rather than in undirected daydreams and fantasies.
The ancient Greek encounter with shamanism and its transformation into Greek mysticism is described by W.K.C. Guthrie in his ORPHEUS AND GREEK RELIGION, where he shows how shamanic motifs of the detachable soul, soul-travel, ecstasy, dismemberment, and resurrection were taken over by the cult of Dionysus, and then modified and refined by the mysterious religious movement known as “Orphism,” named after its mythical founder, the poet Orpheus. The myth of Orpheus has a shamanic quality to it: Orpheus charms wild beasts with his songs, he voyages to the Underworld in search of his lost wife, he fails to bring her back (in some variants of the myth, he succeeds), and is later dismembered either by Furies or by angry female followers (depending on the variant of the myth). The religion, centered around this shamanic poet figure of Orpheus, though it is not well-documented by contemporary evidence, was highly influential in the development of later Greek mysticism in myth, theory, and practice.
Orphism was an initiatory religion, rather like the folk religions of ancient Greece such as the famous Eleusinian Mysteries. Orphic worshippers revered gods and goddesses such as Dionysus, Demeter, and Persephone, divinities of agriculture and natural cycles. Most of the Orphic teachings are revealed only by much later writers, who despite writing many centuries after Orphism flourished, seem to have preserved its basic doctrines fairly well. For Orphics, the human soul is immortal. It is part of a divine unity, or is divine in itself. But it is imprisoned in a mortal, material body. The goal of the Orphic devotee is to escape from the unspiritual body through initiation, accepting the saving knowledge and practices, and performing, or witnessing, the sacred ritual. Through these actions one could escape from the sorrowful toils of the material world, and in doing so achieve union with the Divine. Orphism, unlike the collective, civic religion of mainstream Greek paganism, was an individualistic religion, in which salvation came through individual intuition and enlightenment, not through an impersonal “contract” between gods and men.
The Orphics believed in reincarnation—the soul was imprisoned in a body from one incarnation to the next, in a great turning wheel of lives. The goal of the Orphic was to end the cycle of births by earning one’s way out. This concept of reincarnation and merit is tantalizingly close to that of Hinduism and Buddhism—though scholars have never been able to prove definitely that there was any influence between the Eastern religions and the Greek. Reincarnation is popularly thought to be an “Eastern” belief but in reality it has been a feature of Western esoteric thought from the earliest moments of Western culture.
The Orphic mystical movement, in its concern for the wandering soul and the inner world, echoing shamanic myths in its teachings, could be considered a Greek transformation of the more primal shamanism of Central Asia. And this is the background for the first great Greek mystical philosophers: Pythagoras, Heracleitos, Parmenides, and Empedocles. These thinkers are among the group categorized under the name of “Presocratic philosophers.”
One of the earliest, the greatest, and the most influential of these was Pythagoras, who lived from about 570 BCE to 500 BCE. He was originally from the Eastern Mediterranean island of Samos, near what is now the Turkish coast, and he was educated in the sophisticated Greek colonial civilization that had already been there for more than a hundred years. These Eastern Greek colonies also absorbed many cultural influences from the Middle East, whether from Mesopotamia, Egypt, or Persia, and it is because of this influence on Pythagoras’ philosophy that legends about him say that he studied in Egypt or Babylon. It is unlikely that he actually did so, but the Eastern connection is there in Pythagoras’ teaching, gained in an indirect way. In his adult life, he lived in the Greek colonies of Sicily and South Italy.
Pythagoras is famous as a mathematician and geometer, the inventor (or at least the one who introduced it to the West) of the “Pythagorean theorem” about right-angle triangles. He is also renowned for his mathematical theory of musical notes. He was the first Western philosopher to teach that mathematics, or number, is the key to the universe—which is still the foundation of science as we know it. And yet Pythagoras was also a religious figure and a mystic; the “philosopher” in his era was not a specialist, and could write and practice both material science and mystical religion.
The mystical aspects of Pythagoras’ teachings, which inspired the monastic communities he founded, are closely related to Orphic doctrines and practices. Orphism was prevalent among the thinkers of the Greek Italian colonies where Pythagoras lived and taught. Pythagorean mysticism sounds a lot like Orphism: immortality of the soul which is separate from the body, reincarnation (Pythagoras, like many modern mystics, is said to have known who his previous lives were), vegetarianism (because human souls may be reincarnated into animals), asceticism, meditation, and ritual practices designed to facilitate the experience of revelation and union with the Divine. Disciples were initiated into Pythagoras’ sect, and Philosophy was seen as the saving Knowledge, which set the soul on its upward path away from the material world and the imprisoning cycle of incarnations. Interestingly, both men and women were accepted as Pythagorean initiates, in a society where women were usually strictly excluded from intellectual and philosophical life.
Pythagoras himself achieved the status of a semi-divine founder, whether he wished himself to be or not. He inherited from shamanic traditions (and their Orphic transformations) the role of the “theios aner” or “holy man” whose journeys into the Inner world, and his magical incantations, put him in touch with the Divine and gave him magical powers to benefit the world.
Philosophers, then and now, want to know about Being. They want a “Theory of Everything” which can explain whether there is any unity behind the visible diversity of the world. Is there an Ultimate Substance from which everything proceeds? Nowadays, most of this speculation is taken up by physical science, but in the Presocratic era, a philosopher was also a scientist, and vice versa, so philosophers always had something to say about Being and the origin of the material world.
Before Pythagoras, Eastern Greek philosophers such as Thales of Miletus had speculated that the Ultimate Substance was water; Anaximenes, another Ionian philosopher, suggested Air. For Heracleitos, who lived in Ephesus on the Ionian coast from about 540–475 BCE, under Persian rule, the ultimate substance was Fire. Heracleitos is famous for his theory of “all things in flux,” a vision of the world in which all things are temporary and there is ultimately no absolute but Change. All things are made out of primal Fire, and all things will eventually return to that primal Fire. In a way, Heracleitos’ ideas are closest to the modern view of Quantum Mechanics, in which the “material world” is really composed of whirling clouds of particles, which only appear to be solid from our perspective. Heracleitos also remarked on the pervasiveness of pairs of opposites in our world: night and day, light and darkness, birth and death, good and evil—all of them subject to constant change. And yet there was also an ultimate Wisdom which controlled all these things, an impersonal cosmic intelligence, or “justice,” (in the sense of cosmic order rather than legal or moral justice), which he called the Logos. This concept of cosmic Logos—the word means literally “word” but also “law,” “reason,” or “order”—would have a vast influence in the philosophy of the next two thousand years.
It is intriguing that Heracleitos dealt with the ideas of primal Fire, dualistic pairs of opposites, and cosmic order during a time when his homeland was under Persian rule. There are echoes of Zoroastrian philosophy in all these ideas, though not exact mirroring. Zoroastrian philosophy, as evident in the prophet Zarathushtra’s own hymns, the Gathas, as well as later Zoroastrian thought, honor Fire as the primal symbol of God, and associate Fire with a spirit of divine Justice and Order called, in ancient Persian, “Asha.” Zarathushtra also meditates on the dualistic opposites found both in the world (Gathas, Yasna 44.4) and in the moral sphere (Yasna 30.3–4). Zoroastrianism is one of the “oriental” influences, which can be seen, if sometimes only in faint traces, in all of the philosophers of Greek mysticism.
But is Heracleitos really mystical? The idea of an impersonal Logos as the ultimate source of knowledge points to something more than just empirical studies of the world. A fragment of Heracleitos’ own writing sounds quite mystical, at least to our modern sensibilities: “There is one logos, one reason for everything, throughout the one cosmos, which is the same for all…” (Heracleitos, fragment 20). Heracleitos’ teachings became very important for later mysticism, especially that of the Stoics, a much later philosophical school, who built many of their ideas on the concept of the universal Logos and the primal Fire.
The Presocratic philosophers, in their non-mythological approach to knowing about the material world, are celebrated as “proto-scientists” or early rationalists. And it is true that much of their speculation about the origins and working of the material world forms a kind of pre-technological “science.” But at the same time, this proto-scientific thought inspired much mystical thought and experience as well. For many of these philosophers, the material world was “alive,” endowed with not only Logos-wisdom but also a kind of inner life and sentience of its own. The mystical transformation of material speculation, or mysticism inspired by science, is a philosophical process, which was as active in the fifth century BCE as it is today, 2500 years later. The philosophical “Theory of Everything” of one era becomes the esoteric philosophy of another. In our era, as modern science explains more and more about the material world and its origins, the ancient philosophical theories survive nevertheless. They become what I described at the beginning of this essay as “rationalist mysticism,” a kind of mysticism which builds logically on “data” which are the result not of scientific experiments but of deduction, intuition, or revelation.
Another Presocratic philosopher whose work approaches mysticism is Parmenides (c.515 BCE–450 BCE), who flourished in southern Italy. Parmenides, up until recently, has been thought of as mainly a logician who proved, with his logic, that all Being is essentially one absolute, immovable, undifferentiated Unity—a conclusion that our own “ordinary” perception of reality contradicts. Recently the iconoclastic British scholar Peter Kingsley, in his book IN THE DARK PLACES OF WISDOM, has attempted to prove, using evidence from Parmenides’ own writing and also from inscriptions about Parmenides’ background as a member of a “school” of sacred healing, that Parmenides’ vision of Unity comes not just from the intellectual exertions of logic, but from actual experience gained in—surprisingly—what amounts to a “shamanic state of consciousness.” If this is true, then Parmenides belongs in the realm of Pythagorean “holy men” as well as in the ranks of early practitioners of rationalizing logic.
The last of the great Presocratic philosophers was also one of the strangest: Empedocles of Acragas (his home in western Sicily), who lived from about 490 BCE–430 BCE. Empedocles was known even in his own lifetime as a “holy man” and wonderworker who was able to control the forces of nature and even avert a plague. He was also famous as a natural scientist, investigating geology and meteorology, and he was responsible, like a true philosopher, for theories and writings both on scientific and social subjects.
Empedocles is the originator of the theory of the Four Elements—Earth, Water, Air, and Fire. This concept continues to be a mainstay of Western Esoteric thought, long after it ceased to be “scientific” theory—though interestingly it does approximate current classifications of the four states of matter: solid, liquid, gas, and plasma. For Empedocles, a cosmic attractive force he called “love” united the elements, and an opposite repellent force called “strife” forced them apart. In his theory, “like attracts like;” similar elements or combinations of elements came together with the force of “love,” and vice versa. Again, this “like attracts like” concept would become a mainstay of esoteric and magical theory, while superseded by more accurate scientific theories as a descriptor of the material world.
Empedocles, like his predecessor Pythagoras, is firmly in the tradition of Orphism and its philosophical heir, Pythagoreanism. Empedocles, like the Pythagoreans, preached of reincarnation and the entry into the Underworld. In his poetry, and probably in his own preaching, Empedocles advertised the possibility of becoming immortal and divine, even claiming that he himself had gone beyond the material world to become a god. This is the background of the well-known myth that Empedocles met his end by leaping into the fiery crater of Mount Etna. Whether he actually did so or not, this action was seen as a symbol of entering into the Underworld to be transformed and resurrected as a god, and thus became a part of the legend of this Greek holy man.
by Hannah M.G. Shapero
The Greeks gave us the very word for mysticism. The Greek word MUO means, “to shut the eyes or mouth.” MUO is closely related to the verb MUEO, “to initiate into the mysteries.” The closed eyes and mouth in this context do not signify blindness or muteness, but secrecy and silence, and the order not to reveal the secrets of the initiation and revelation that one had received. These Greek root-words have given us “mystic” and “mysticism,” “mystery” and “mysterious,” as well as “mute.” Every time we talk about mysticism we speak a bit of Greek.
But what exactly is Mysticism? The word is often downgraded to mean superstition, priestcraft, occultism or magic, or other things regarded as irrational, all of which are somewhat related to mysticism and the mystical life. But the basic meaning of “mysticism” has to do with the relationship of human beings to a divinity or deity, or, for non-theists, “ultimate reality.” Mysticism is about direct contact between human beings and this divine reality. This contact, when mystics try to speak about it, is said to be ineffable and indescribable—yet for thousands of years, those mystics have given us many exact and definite testimonies of their experiences.
Mysticism is “introverted.” It is an “inner” experience, taking place within the consciousness of an individual human being. The characteristic expression of this individual “inwardness” is Plotinus’ famous phrase, “the flight of the Alone to the Alone.” Yet there is also an “extroverted” mysticism, which is found in ritual and communal contexts, in liturgy, initiation into a group, and sometimes in visions seen by many people at once. And though mysticism is thought to be “irrational,” there is also a form of it, which I would call “rationalist mysticism,” which builds systems of ideas and symbols onto the base of an intuitive, mystical revelation.
Both kinds of mysticism occur in the ancient Greek world, though the “extroverted” kind is more easily traceable. And in most cases, the “introverted” and the “extroverted” were both present in a mystical practice, rite, or event. The practice of ritual or liturgy would, it was hoped, lead to an individual experience of insight or a meeting with an otherworldly and divine being.
The roots of Greek mysticism are very old, as old as the earliest Greek expansion through the Eastern Mediterranean in the 7th century BCE. A major scholarly chronicler of this encounter was E.R.Dodds, who in the early 1950s wrote a book, which is now, a classic, called THE GREEKS AND THE IRRATIONAL. This book counters the then-common myth (which is still promoted by some scholars and philosophers) that Greek culture was one of pure rationalism and non-mythological, proto-scientific thought. Certainly those things were important in Greek culture, but they are not the whole story. In his book, Dodds shows how non-rational elements were integrated into the spiritual and philosophical life of ancient Greece.
The most revolutionary contribution to Greek cultural studies in this book is Dodds’ assertion that there is a shamanic influence in Greek mysticism and mystical practices. Even though Dodds’ book was written before Mircea Eliade’s definitive study on shamanism, anthropologists had already described shamanism,especially as it occurred in central Asia and Eastern Europe. It was this form of shamanism, which the Greek colonists met with when they colonized the northern and eastern shores of the Black Sea, as well as in Anatolia in what is now Turkey. As Dodds and other authors describe it, the model of shamanism becomes the basic foundation for much of what becomes Greek mysticism.
Shamanism, as Mircea Eliade describes it, is an “archaic technique of ecstasy.” The shaman, who is usually a specialist in this task, is able to enter into “another world,” a non-physical world which is nevertheless considered to be “real.” The shaman may enter into the other world using mind-altering drugs, or by non-drug practices such as drumming, dancing, and ritual performances. Shamans are often initiated into their calling by a symbolic death, often through dismemberment. The shaman is then “resurrected” and put back together, so that he or she may become a spiritual benefactor for the people he/she serves. Shamans enter into the other world either to explore for themselves or on behalf of people. Often they go into the inner world—or “underworld,” in order to retrieve the souls of those who are in danger of death. Shamans are thought to have magical powers of clairvoyance, healing, communication with animals or with dead peoples’ souls, and blessing and cursing, among many other abilities. And their words, or songs and poetry, are thought to have magical powers as well.
A basic assumption of shamanism is that the soul is independent of the body, and can “travel” outside the body: it is detachable. The shaman’s soul goes on a visionary journey, while the body is suspended in a trance. The soul enters what modern shamanic scholar and practitioner Michael Harner calls the “shamanic state of consciousness,” in which a mythical reality, rather than our material reality, can be experienced. A milder, less trance-like form of this practice is sometimes called “active imagination,” the directed use of the imagination in mental visualization, rather than in undirected daydreams and fantasies.
The ancient Greek encounter with shamanism and its transformation into Greek mysticism is described by W.K.C. Guthrie in his ORPHEUS AND GREEK RELIGION, where he shows how shamanic motifs of the detachable soul, soul-travel, ecstasy, dismemberment, and resurrection were taken over by the cult of Dionysus, and then modified and refined by the mysterious religious movement known as “Orphism,” named after its mythical founder, the poet Orpheus. The myth of Orpheus has a shamanic quality to it: Orpheus charms wild beasts with his songs, he voyages to the Underworld in search of his lost wife, he fails to bring her back (in some variants of the myth, he succeeds), and is later dismembered either by Furies or by angry female followers (depending on the variant of the myth). The religion, centered around this shamanic poet figure of Orpheus, though it is not well-documented by contemporary evidence, was highly influential in the development of later Greek mysticism in myth, theory, and practice.
Orphism was an initiatory religion, rather like the folk religions of ancient Greece such as the famous Eleusinian Mysteries. Orphic worshippers revered gods and goddesses such as Dionysus, Demeter, and Persephone, divinities of agriculture and natural cycles. Most of the Orphic teachings are revealed only by much later writers, who despite writing many centuries after Orphism flourished, seem to have preserved its basic doctrines fairly well. For Orphics, the human soul is immortal. It is part of a divine unity, or is divine in itself. But it is imprisoned in a mortal, material body. The goal of the Orphic devotee is to escape from the unspiritual body through initiation, accepting the saving knowledge and practices, and performing, or witnessing, the sacred ritual. Through these actions one could escape from the sorrowful toils of the material world, and in doing so achieve union with the Divine. Orphism, unlike the collective, civic religion of mainstream Greek paganism, was an individualistic religion, in which salvation came through individual intuition and enlightenment, not through an impersonal “contract” between gods and men.
The Orphics believed in reincarnation—the soul was imprisoned in a body from one incarnation to the next, in a great turning wheel of lives. The goal of the Orphic was to end the cycle of births by earning one’s way out. This concept of reincarnation and merit is tantalizingly close to that of Hinduism and Buddhism—though scholars have never been able to prove definitely that there was any influence between the Eastern religions and the Greek. Reincarnation is popularly thought to be an “Eastern” belief but in reality it has been a feature of Western esoteric thought from the earliest moments of Western culture.
The Orphic mystical movement, in its concern for the wandering soul and the inner world, echoing shamanic myths in its teachings, could be considered a Greek transformation of the more primal shamanism of Central Asia. And this is the background for the first great Greek mystical philosophers: Pythagoras, Heracleitos, Parmenides, and Empedocles. These thinkers are among the group categorized under the name of “Presocratic philosophers.”
One of the earliest, the greatest, and the most influential of these was Pythagoras, who lived from about 570 BCE to 500 BCE. He was originally from the Eastern Mediterranean island of Samos, near what is now the Turkish coast, and he was educated in the sophisticated Greek colonial civilization that had already been there for more than a hundred years. These Eastern Greek colonies also absorbed many cultural influences from the Middle East, whether from Mesopotamia, Egypt, or Persia, and it is because of this influence on Pythagoras’ philosophy that legends about him say that he studied in Egypt or Babylon. It is unlikely that he actually did so, but the Eastern connection is there in Pythagoras’ teaching, gained in an indirect way. In his adult life, he lived in the Greek colonies of Sicily and South Italy.
Pythagoras is famous as a mathematician and geometer, the inventor (or at least the one who introduced it to the West) of the “Pythagorean theorem” about right-angle triangles. He is also renowned for his mathematical theory of musical notes. He was the first Western philosopher to teach that mathematics, or number, is the key to the universe—which is still the foundation of science as we know it. And yet Pythagoras was also a religious figure and a mystic; the “philosopher” in his era was not a specialist, and could write and practice both material science and mystical religion.
The mystical aspects of Pythagoras’ teachings, which inspired the monastic communities he founded, are closely related to Orphic doctrines and practices. Orphism was prevalent among the thinkers of the Greek Italian colonies where Pythagoras lived and taught. Pythagorean mysticism sounds a lot like Orphism: immortality of the soul which is separate from the body, reincarnation (Pythagoras, like many modern mystics, is said to have known who his previous lives were), vegetarianism (because human souls may be reincarnated into animals), asceticism, meditation, and ritual practices designed to facilitate the experience of revelation and union with the Divine. Disciples were initiated into Pythagoras’ sect, and Philosophy was seen as the saving Knowledge, which set the soul on its upward path away from the material world and the imprisoning cycle of incarnations. Interestingly, both men and women were accepted as Pythagorean initiates, in a society where women were usually strictly excluded from intellectual and philosophical life.
Pythagoras himself achieved the status of a semi-divine founder, whether he wished himself to be or not. He inherited from shamanic traditions (and their Orphic transformations) the role of the “theios aner” or “holy man” whose journeys into the Inner world, and his magical incantations, put him in touch with the Divine and gave him magical powers to benefit the world.
Philosophers, then and now, want to know about Being. They want a “Theory of Everything” which can explain whether there is any unity behind the visible diversity of the world. Is there an Ultimate Substance from which everything proceeds? Nowadays, most of this speculation is taken up by physical science, but in the Presocratic era, a philosopher was also a scientist, and vice versa, so philosophers always had something to say about Being and the origin of the material world.
Before Pythagoras, Eastern Greek philosophers such as Thales of Miletus had speculated that the Ultimate Substance was water; Anaximenes, another Ionian philosopher, suggested Air. For Heracleitos, who lived in Ephesus on the Ionian coast from about 540–475 BCE, under Persian rule, the ultimate substance was Fire. Heracleitos is famous for his theory of “all things in flux,” a vision of the world in which all things are temporary and there is ultimately no absolute but Change. All things are made out of primal Fire, and all things will eventually return to that primal Fire. In a way, Heracleitos’ ideas are closest to the modern view of Quantum Mechanics, in which the “material world” is really composed of whirling clouds of particles, which only appear to be solid from our perspective. Heracleitos also remarked on the pervasiveness of pairs of opposites in our world: night and day, light and darkness, birth and death, good and evil—all of them subject to constant change. And yet there was also an ultimate Wisdom which controlled all these things, an impersonal cosmic intelligence, or “justice,” (in the sense of cosmic order rather than legal or moral justice), which he called the Logos. This concept of cosmic Logos—the word means literally “word” but also “law,” “reason,” or “order”—would have a vast influence in the philosophy of the next two thousand years.
It is intriguing that Heracleitos dealt with the ideas of primal Fire, dualistic pairs of opposites, and cosmic order during a time when his homeland was under Persian rule. There are echoes of Zoroastrian philosophy in all these ideas, though not exact mirroring. Zoroastrian philosophy, as evident in the prophet Zarathushtra’s own hymns, the Gathas, as well as later Zoroastrian thought, honor Fire as the primal symbol of God, and associate Fire with a spirit of divine Justice and Order called, in ancient Persian, “Asha.” Zarathushtra also meditates on the dualistic opposites found both in the world (Gathas, Yasna 44.4) and in the moral sphere (Yasna 30.3–4). Zoroastrianism is one of the “oriental” influences, which can be seen, if sometimes only in faint traces, in all of the philosophers of Greek mysticism.
But is Heracleitos really mystical? The idea of an impersonal Logos as the ultimate source of knowledge points to something more than just empirical studies of the world. A fragment of Heracleitos’ own writing sounds quite mystical, at least to our modern sensibilities: “There is one logos, one reason for everything, throughout the one cosmos, which is the same for all…” (Heracleitos, fragment 20). Heracleitos’ teachings became very important for later mysticism, especially that of the Stoics, a much later philosophical school, who built many of their ideas on the concept of the universal Logos and the primal Fire.
The Presocratic philosophers, in their non-mythological approach to knowing about the material world, are celebrated as “proto-scientists” or early rationalists. And it is true that much of their speculation about the origins and working of the material world forms a kind of pre-technological “science.” But at the same time, this proto-scientific thought inspired much mystical thought and experience as well. For many of these philosophers, the material world was “alive,” endowed with not only Logos-wisdom but also a kind of inner life and sentience of its own. The mystical transformation of material speculation, or mysticism inspired by science, is a philosophical process, which was as active in the fifth century BCE as it is today, 2500 years later. The philosophical “Theory of Everything” of one era becomes the esoteric philosophy of another. In our era, as modern science explains more and more about the material world and its origins, the ancient philosophical theories survive nevertheless. They become what I described at the beginning of this essay as “rationalist mysticism,” a kind of mysticism which builds logically on “data” which are the result not of scientific experiments but of deduction, intuition, or revelation.
Another Presocratic philosopher whose work approaches mysticism is Parmenides (c.515 BCE–450 BCE), who flourished in southern Italy. Parmenides, up until recently, has been thought of as mainly a logician who proved, with his logic, that all Being is essentially one absolute, immovable, undifferentiated Unity—a conclusion that our own “ordinary” perception of reality contradicts. Recently the iconoclastic British scholar Peter Kingsley, in his book IN THE DARK PLACES OF WISDOM, has attempted to prove, using evidence from Parmenides’ own writing and also from inscriptions about Parmenides’ background as a member of a “school” of sacred healing, that Parmenides’ vision of Unity comes not just from the intellectual exertions of logic, but from actual experience gained in—surprisingly—what amounts to a “shamanic state of consciousness.” If this is true, then Parmenides belongs in the realm of Pythagorean “holy men” as well as in the ranks of early practitioners of rationalizing logic.
The last of the great Presocratic philosophers was also one of the strangest: Empedocles of Acragas (his home in western Sicily), who lived from about 490 BCE–430 BCE. Empedocles was known even in his own lifetime as a “holy man” and wonderworker who was able to control the forces of nature and even avert a plague. He was also famous as a natural scientist, investigating geology and meteorology, and he was responsible, like a true philosopher, for theories and writings both on scientific and social subjects.
Empedocles is the originator of the theory of the Four Elements—Earth, Water, Air, and Fire. This concept continues to be a mainstay of Western Esoteric thought, long after it ceased to be “scientific” theory—though interestingly it does approximate current classifications of the four states of matter: solid, liquid, gas, and plasma. For Empedocles, a cosmic attractive force he called “love” united the elements, and an opposite repellent force called “strife” forced them apart. In his theory, “like attracts like;” similar elements or combinations of elements came together with the force of “love,” and vice versa. Again, this “like attracts like” concept would become a mainstay of esoteric and magical theory, while superseded by more accurate scientific theories as a descriptor of the material world.
Empedocles, like his predecessor Pythagoras, is firmly in the tradition of Orphism and its philosophical heir, Pythagoreanism. Empedocles, like the Pythagoreans, preached of reincarnation and the entry into the Underworld. In his poetry, and probably in his own preaching, Empedocles advertised the possibility of becoming immortal and divine, even claiming that he himself had gone beyond the material world to become a god. This is the background of the well-known myth that Empedocles met his end by leaping into the fiery crater of Mount Etna. Whether he actually did so or not, this action was seen as a symbol of entering into the Underworld to be transformed and resurrected as a god, and thus became a part of the legend of this Greek holy man.